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Client Account Viewing and Planning Tools

Client Account Viewing and Planning Tools

Please click below to view all your savings and investments accounts, holdings, activity, performance, financial planning tools and more.

Charles Schwab Institutional

Charles Schwab Institutional

Please click below to view your Charles Schwab Custodial accounts, along with account statements, Stock, Mutual Fund and Exchange Traded Fund research. Charles Schwab is not affiliated in any way with PlanRock Wealth Strategies. AP Wealth Strategies utilizes the account custodial services of Charles Schwab Institutional. PlanRock Wealth Strategies does not custody any client assets.

New Client Relationship Form

Please fill out the following client relationship form as a new client. All of the information on the Client Relationship will be applied to each Charles Schwab account, your client-advisor agreement, as well as your personal financial plan

Link to Form

Investment Policy Statement - Questionnaire

Please fill out the following Investment Policy Questionnaire per investment account.
Please, also fill out this Investment Policy Questionnaire each time your goals and objective change (per investment account). Answer each question based on your circumstances, click submit

Link to Form

Comprehensive Planning - Questionnaire - (Encrypted and Secured Form)

Please fill out the following Comprehensive Planning Questionnaire per client
This form will allow us to begin your comprehensive planning services. Please call your financial advisor or our support staff if you have any questions. 

Link to Form

Account Statement Upload - (Encrypted and Secured Upload)

**Savings accounts, investment brokerage accounts, 401k accounts, IRA accounts, etc.** PDF files are preferred. (Statements are necessary for analysis, planning, consolidation or transfer. Transfers are only complete when accompanied by a Charles Schwab Institutional form and signature.)

Link to Upload

Please call 800-677-7122 and speak to our administrative support if you have any questions regarding any link or item on this page.